What is PDF/A and its Different Types?

PDF A
PDF/A is a specialized version of the PDF format designed for long-term archiving and preservation of electronic documents. This blog explores what it is, its significance, types, compliance requirements, and how it differs from regular PDFs, along with a guide on converting PDFs to PDF/A format.

What is PDF/A?

Short for Portable Document Format Archive, it is a specialized version of the standard PDF designed for long-term document preservation. In simple terms, it ensures that your digital documents remain accessible and look exactly the same years down the line, no matter what software or devices are being used.
Unlike regular PDFs, which can contain elements that might not be ideal for archiving, like embedded videos, dynamic content, or external links, PDF/A is built to be self-sufficient. It follows strict guidelines for document structure, embedded fonts, color profiles, and metadata while adhering to specific ISO standards. This makes it a reliable choice for storing important documents that need to stand the test of time.

Why is it Important to Make a Document PDF/A?

  • Consistency that lasts: Your documents will always look exactly as they were created, no matter how technology evolves.
  • Easier to find and search: PDF/A files can be indexed and searched, making it simple to retrieve information when you need it.
  • Meets legal requirements: Many industries mandate this specialized format for archiving to ensure compliance and document authenticity.
  • More accessible for everyone: Built-in accessibility features make these documents easier to use for individuals with disabilities.
  • Minimizes data loss risks: Storing important files in this format helps safeguard against data loss, ensuring business continuity and compliance.

What are PDF/A Files Used For?

This highly specialized format of files is essential in numerous industries and has multiple use cases. Below are some key areas where it is particularly beneficial:
  1. Maintaining Original Format

    PDF/A ensures that documents retain their exact formatting, including fonts, colors, and layouts, regardless of software updates or platform changes, making it an ideal choice for long-term archival purposes.

  2. Suitable for Digitally Signed Documents

    For documents that require digital signatures, this format provides security and reliability. It supports embedded electronic signatures while maintaining document integrity, ensuring that signed records remain verifiable and legally compliant even as digital signature technologies advance.

  3. Essential for Academic and Research Papers

    The academic sector frequently utilizes these types of files due to their ability to accurately preserve complex mathematical formulas, special characters, and historical texts. Many universities and research institutions now mandate that theses and dissertations be submitted in this format to ensure consistency and long-term accessibility.

  4. Preservation of Legal Documents

    Legal documents, including contracts, court records, and agreements, are to be retained for extended periods. This format of digital files ensures that these documents remain authentic and accessible over time, independent of changes in technology or software.

  5. Archiving Government Records

    Government agencies frequently archive regulatory filings, permits, and historical records in PDF/A format. This ensures the integrity and accessibility of critical documents, safeguarding them for future reference and public use.

  6. Ensuring the Security of Medical Records

    Healthcare providers must maintain accurate and accessible patient records, including medical histories and diagnostic reports. This file format facilitates compliance with regulatory standards while ensuring these documents remain intact and accessible over time.

  7. Preserving Historical and Cultural Archives

    Libraries, museums, and cultural institutions often digitize historical manuscripts, maps, and photographs to prevent deterioration and facilitate research, and with the help of this accessible format of file, these places are able to maintain digital replicas of rare and fragile materials, ensuring their long-term preservation.

  8. Long-Term Storage of Corporate and Financial Records

    Organizations must archive financial statements, contracts, invoices, and internal records for auditing, compliance, and historical reference purposes. This type of format simplifies the long-term preservation of these documents while also supporting embedded digital signatures where required.

What is PDF/A Compliance?

A PDF/A-compliant file adheres to the specifications outlined in the PDF/A standard, ensuring it is suitable for long-term archiving and reliable reproduction. This standard imposes certain restrictions to eliminate elements that may compromise future accessibility while mandating features that enhance consistency.
To meet the minimum requirements for the compliance of this specialized format, a file must:
  • Embed all content (including fonts, colors, text, and images) without referencing external sources.
  • Exclude audio and video elements, except in the case of PDF/A-4f.
  • Not contain JavaScript, as it can introduce inconsistencies in rendering.
  • Avoid LZW compression, which is not permitted under the standard.
  • Remain unencrypted and free from password protection to ensure accessibility.
  • Use Extensible Metadata Platform (XMP) technology for metadata encoding.
  • Not support XFA forms.
  • Ensure interactive form fields include an appearance dictionary to maintain a consistent visual presentation.
Make your PDF files compliant with the PDF/A standards with PREP!

What are the Different Types of PDF/A?

  1. PDF/A-1

    PDF/A-1 is the original version of the PDF/A standard, designed to ensure long-term document accessibility by embedding all necessary elements within the file. To maintain compatibility over time, it restricts certain features that could become obsolete, such as encryption, audio, video, and transparency.

    • Released in: 2005
    • Based on: PDF 1.4
    • Ideal for: Legal documents, contracts, government records, and personal archives

    For those requiring a reliable format to preserve straightforward documents over an extended period, this type remains a solid choice.

  2. PDF/A-2

    This type of format introduces advanced capabilities, including support for transparency, layers, and the ability to embed PDF/A files within other similar files. These features make it particularly beneficial for industries that handle complex documents, such as architectural plans and multi-layered diagrams.

    Additionally, the ability to bundle multiple PDF/A documents within a single file is advantageous for managing related reports and records efficiently. This feature is primarily beneficial for architects, engineers, and large organizations rather than everyday users.

    • Released in: 2011
    • Based on: PDF 1.7
    • Ideal for: Complex documents with layers or transparency, bundling multiple PDF documents together
  3. PDF/A-3

    The key enhancement in this type of format is the ability to embed any file type within a PDF/A document. This allows users to include machine-readable source files, such as XML or Excel spreadsheets, alongside human-readable PDFs, enabling more comprehensive document workflows and data preservation.

    • Released in: 2012
    • Based on: PDF 1.7
    • Ideal for: Complex document workflows, interactive business documents, and attaching source files

    For those who need to retain supplementary files within a document, such as embedding an XML file with structured data alongside a PDF invoice, this type of format is the most suitable choice.

  4. PDF/A-4

    PDF/A-4 is the most recent iteration of the standard, designed to streamline document preservation while integrating the latest advancements in PDF technology. It simplifies compliance requirements and removes certain restrictions present in earlier versions, making it more adaptable for modern digital archiving needs.

    • Released in: 2020
    • Based on: PDF 2.0
    • Ideal for: Future-proof archiving, embedding files with greater flexibility, and ensuring long-term compliance

    With its enhanced capabilities, this format type improves the ease of embedding various file types, offering a more versatile solution for document management.

Difference Between PDF/A and Regular PDF

Features PDF/A Regular PDF
Font Embedding Requires all fonts to be embedded, ensuring correct text display on any system. Fonts may not be embedded, leading to potential display issues if unavailable.
Metadata Embedding Requires metadata to be embedded, preserving details like authorship, creation date, and modification history. Metadata embedding is not mandatory, which may result in the loss of important document information over time.
Color Management Requires device-independent color spaces for accurate and consistent color reproduction across devices. May use device-dependent color spaces, leading to potential inconsistencies in color rendering.
Multimedia and Interactive Elements Restricts multimedia elements like audio, video, JavaScript, and executable files, ensuring archival integrity. Allows multimedia objects, which may impact long-term document accessibility and consistency.
Compression Algorithm Prohibits LZW compression due to patent, compatibility, and preservation concerns, requiring open and standardized methods. May use LZW compression, which could pose issues related to long-term accessibility and reliability.

How to Convert PDF to PDF/A Format

There are three ways to do this:
  1. FreePDFConvert.com

    • Upload your document on FreePDFConvert.com.
    • Choose the desired PDF/A version.
    • Click "Convert," and once the process is complete, download your file instantly.
  2. Acrobat

    • Open your PDF or create a new one.
    • Navigate to Tools and select PDF Standards.
    • Click Save As PDF/A.
    • Choose your preferred location and save the file.

    While this method is quick and convenient, it is only accessible with a paid Acrobat Pro subscription.

  3. XODO Online PDF/A Converter

    • Go to Xodo PDF/A Converter.
    • Upload your PDF.
    • Choose the desired PDF/A type.
    • Click Convert and wait for processing.
    • Download your converted file.

How to Use PREP to Make Accessible PDF/A

Making your PDF/A fully accessible is easy with PREP. Follow these steps to create a compliant document:
  • Upload Your PDF – Begin by uploading your document to PREP.
  • Review and Adjust Tags – PREP’s AI automatically detects key document elements, but you can refine them for greater accuracy.
  • Add Alternative Text – Provide descriptions for images and other non-text elements to ensure compatibility with screen readers.
  • Check Document Structure – Confirm that the reading order is logical, allowing assistive technologies to navigate the content effectively.
  • Generate Your PDF/A – Once all adjustments are complete, PREP will generate a fully accessible and PDF/A-compliant document.
Enhance the accessibility of your PDFs today. Learn more about PREP.

Editors:

Debangku Sarma

Digital Marketing Associate
Continual Engine

Vijayshree Vethantham

Senior Vice-President, Growth & Strategy
Continual Engine US LLC

Do You Need Some Help? Don't Worry, We've Got You!

"*" indicates required fields

Step 1 of 3

What is your goal?*